Filings

Key Players: Filings

Included on the ‘Filing’ page are the documents pertaining to FERC and Canadian authorities. They relate to FERC Delegated Orders, Notices, and FERC and Provincial Filings arranged by date. These are necessary documents to promote reliability of the bulk power system in North America.

Notices of Penalty filed at FERC

NERC Filings to FERC [Archives]

NERC Filings to FERC - 2010

NERC Filings to FERC - 2009

Number	Title/Summary	Date
	Petition for Approval of Proposed New and Revised IROL Reliability Standards Petition of NERC for Approval of Proposed New and Revised Reliability Standards for Operating Within Interconnection Operating Limits. Docket No. RM10-15-000	12.31.2009	pdf
	Petition for Approval of Three EOP Reliability Standards, One Glossary Term, and Retirement of Five EOP Reliability Standards Petition of NERC for Approval of Three Emergency Preparedness and Operations Reliability Standards and One New Glossary Term and for Retirement of Five Existing Reliability Standards and One Glossary Term. Docket No. RM10-16-000	12.31.2009	pdf
	Compliance Filing in Response to the September 30, 2009 Order NERC submits a compliance filing in response to the Commission's September 30, 2009 Order Approving Revised Reliability Standards for Critical Infrastructure Protection. The filing includes: (1) request for approval of Version 3 of the CIP Reliability Standards; (2) revised Implementation Plan for Newly Identified Critical Cyber Assets and Newly Registered Entities and the Implementation Plan for Version 3 of the Cyber Security Standards CIP-002-3 through CIP-009-3 that addresses FERC's directives in the Version 2 CIP Order; and (3) an update of the timetable that reflects the plan to address the remaining FERC directives from Order No. 706. Docket No. RD09-7-002	12.29.2009	pdf
	Petition for Approval of Interpretations to Reliability Standard CIP-006-2 NERC submits a Petition for Approval of Interpretations to Reliability Standard CIP-006-2 — Physical Security of Critical Cyber Assets, Requirements R1.1 and R4. Docket Nos. RM06-16-000 and RD10-8-000	12.22.2009	pdf
	Request for Clarification of Order No. 729 NERC requests clarification of the Commission’s November 24, 2009 Order No. 729 which approved modifications to six Modeling, Data, and Analysis (MOD) Reliability Standards and directed that modifications be made to the MOD Reliability Standards to make the processes to calculate available transfer capability and its various components more transparent. Docket Nos. RM08-19-002, RM09-5-002, and RM06-16-008.	12.22.2009	pdf
	Petition for Approval of VSLs to CIP Version 2 Reliability Standards NERC submits a petition seeking approval of Violation Severity Level (“VSL”) assignments for approved Reliability Standards: CIP-002-2, CIP-003-2, CIP-004-2, CIP-005-2, CIP-006-2, CIP-007-2, CIP- 008-2, and CIP-009-2, and for Violation Risk Factors (“VRFs”) for CIP-003-2 and CIP- 006-2. Docket Nos. RD10-6-000	12.18.2009	pdf
	Compliance Filing in Response to FERC Order 716- Revised VRFs NERC submits this filing in compliance with paragraphs 143, 156, 164, 168, 173, 179 and 187 of the FERC Order No. 716 that required NERC to revise VRFs for the NUC-001-1 — Nuclear Plant Interface Coordination Reliability Standard, Requirements R2 (from Lower to Medium), R4, R5, R7, and R8 (Medium to High), and R9 (Lower to Medium). Docket No. RD10-7-000, RM08-3-000	12.18.2009	pdf
	Petition for Approval of Reliability Standard BAL-502-RFC-02 NERC submits a petition seeking approval of proposed Regional Reliability Standard BAL-502-RFC-02 — Planning Resource Adequacy Analysis, Assessment and Documentation, and four associated new definitions. Docket No. RM10-10-000	12.14.2009	pdf
	Compliance Filing in Response to October 15, 2009 Order on the 2010 Business Plan and Budget NERC files a compliance filing in response to FERC's October 15, 2009 Order on 2010 Business Plans and Budget. Docket Nos. RR08-6-005, RR07-14-005, RR09-9-001	12.11.2009	pdf
	Comments in Response to the FERC's October 28, 2009 Draft on the Possible Elements of a National Action Plan on Demand Response NERC comments in response to the FERC October 28, 2009 document entitled Possible Elements of a National Action Plan on Demand Response, Discussion Draft. Docket No. AD09-10-000	12.04.2009	pdf
	Informational Filing of 2010 Development Plan Pursuant to Section 310 of The NERC Rules of Procedure NERC submits for informational purposes its revised Reliability Standards Development Plan in accordance with Section 310 of the NERC Rules of Procedure. Docket Nos. RM05-17-000, RM05-25-000, RM06-16-000	12.02.2009	pdf
	Petition for Approval of Interpretations to Reliability Standards MOD-001-1 and MOD-029-1 NERC seeks approval for interpretations of Requirements R2 and R8 in FERC-approved NERC Reliability Standard MOD-001-1 — Available Transmission System Capability, and Requirements R5 and R6 in FERC-approved Reliability Standard MOD-029-1 — Rated System Path Methodology. Docket No. RD10-5-000	12.02.2009	pdf
	Compliance Filing of NERC and SPP in Response to September 17, 2009 Order NERC submits the "Compliance Filing of the North American Electric Reliability Corporation and Southwest Power Pool, Inc. to September 17, 2009 Commission Order.” Docket No. RR09-4-001	12.01.2009	pdf
	Petition for Approval of Proposed Revisions to SPP Bylaws NERC submits a petition for approval of proposed revisions to the Bylaws of Southwest Power Pool, Inc.” This petition seeks approval of proposed amendments to Section 9.7.1 of the Bylaws of Southwest Power Pool, Inc., as “Regional Entity Rules.” Docket No. RR10-5-000	12.01.2009	pdf
	Third Quarter 2009 Compliance Filing in Response to Order No. 693 NERC submits a Third Quarter 2009 Compliance Filing in response to Paragraph 629 of Order No. 693. Docket No. RM06-16-000	11.30.2009	pdf
	Petition for Approval of Interpretations for TOP-005-1.1 and IRO-005-2 NERC submits a petition seeking approval for interpretations of Requirement R3 in FERC-approved NERC Reliability Standard TOP-005-1.1 — Operational Reliability Information, and Requirement R12 of FERC-approved NERC Reliability Standard IRO-005-2 — Reliability Coordination - Current Day Operations. Docket No. RM10-8-000	11.24.2009	pdf
	Petition for Approval of Amendments to ROP, Appendix 3A, RSDP NERC requests FERC approval of amendments to Appendix 3A, Reliability Standards Development Procedure (“RSDP”) to NERC’s Rules of Procedure (“ROP”). Docket No. RR10-4-000	11.23.2009	pdf
	Informational Filing on SAFNR Project NERC submits an Informational Filing in compliance with Paragraph 64 of FERC's October 15, 2009 Order. Paragraph 64 directed NERC to submit, by November 20, 2009, an “informational report . . . include[ing] a discussion about the ongoing and future plans to develop the SAFNR project and identify[ing] the resources that will be required to meet NERC and regional objectives. Docket Nos. RR09-9-000, RR08-6-004, RR07-14-004	11.20.2009	pdf
	Petition for Approval of Corrected Reliability Standard FAC-010-2 NERC submits a petition of approval of an errata to correct two misnumbered requirements referenced in the WECC Regional Differences portion of the NERC Reliability Standard FAC-010-2 — System Operating Limits Methodology for the Planning Horizon. Docket No. RD10-9-000	11.20.2009	pdf
	Petition for Approval of Two Reliability Standard Revisions to Withdraw MISO Waivers NERC submits a petition seeking approval to remove three waivers in NERC Reliability Standard requirements. These waivers are: the “Scheduling Agent Waiver” in INT-003-2; the “Enhanced Scheduling Agent Waiver” in INT-003-2; and the “RTO Inadvertent Interchange Accounting Waiver” in BAL-006-1. Docket No. RD10-4-000	11.20.2009	pdf
	Petition for Approval of an Interpretation to Reliability Standard CIP-007-2 NERC submitted a petition for approval of an interpretation to Reliability Standard CIP-007-2 R2. On March 9, 2009, the Western Electricity Coordinating Council submitted an interpretation request regarding CIP-007-2 Requirement R2. Docket No. RD10-3-000	11.17.2009	pdf
	Petition for Approval of an Interpretation of Reliability Standard TPL-002-0 NERC submitted for approval of an interpretation for TPL-002-0 R1.3.10. On January 12, 2009, PacifiCorp submitted an interpretation request regarding TPL-002-0 Requirement R1.3.10. Docket Nos. RM06-16-000, and RM10-6-000	11.17.2009	pdf
	Petition for Approval of an Interpretation of Reliability Standard PRC-005-1 NERC submitted a petition for approval of an interpretation of PRC-005-1 R1. On January 30, 2009, the Regional Entities Compliance Monitoring Processes Working Group submitted an interpretation request regarding PRC-005-1 Requirement R1. Docket No. RM06-16-000, RM06-16-007 and RM10-5-000.	11.17.2009	pdf
	Petition for Approval of Amendments to Delegation Agreements with Regional Entities NERC submit a petition requesting approval of an amendment to NERC’s Delegation Agreements with the eight Regional Entities. The proposed amendment would extend the initial term of the Delegation Agreements by one year, to May 2, 2011. Docket No. RR10-2-000	11.12.2009	pdf
	Petition for Approval of Amendments to NERC's ROP NERC submits a petition requesting approval of several amendments to NERC’s Rules of Procedure (ROP), for the purpose of reflecting the termination of the NERC Reliability Readiness Evaluation and Improvement Program. Docket No. RR10-3-000	11.12.2009	pdf
	Supplemental Informational Filing Regarding the Omnibus NOP Filing - November 11, 2009 NERC provides this Supplemental Filing regarding the October 14, 2009 Omnibus Notice of Penalty Filing. Docket No. NP10-2-000	11.11.2009	pdf
	Supplemental Informational Filing Regarding the Omnibus NOP Filing - November 5, 2009 NERC provides this Supplemental Filing regarding the October 14, 2009 Omnibus Notice of Penalty Filing. Docket No. NP10-2-000	11.05.2009	pdf
	Quarterly Report Regarding NERC's Reliability Standards Voting Results NERC issues a quarterly report detailing the analysis of reliability standards voting results from July-September 2009. Docket No. RR06-1-000	11.02.2009	pdf
	Petition for Approval of Amendments to NERC ROP Section 412 and Appendix 4D NERC submits a Petition for Approval of Amendments to the Rules of Procedure of the North American Electric Reliability Corporation — New Section 412 and Appendix 4D, “Procedure for Requesting and Receiving Technical Feasibility Exceptions to NERC Critical Infrastructure Protection Standards.” Docket No. RR10-1-000	10.29.2009	pdf
	Comments on the BPS TIER Report NERC submits comments on the Topological and Impedance Element Ranking (TIER) of the Bulk Power System Preliminary Report. Docket No. RM06-16-000	10.28.2009	pdf
	Compliance Filing in Response to Order No. 723, Proposed VSLs for WECC Regional Reliability Standard NERC submits a Compliance filing in response to paragraphs 26 and 54 of Order No. 723: Proposed VSLs for Regional Reliability Standard BAL-004-WECC-01, Automatic Time Error Correction Requirements R2 through R4 and Request for an Extension of Time for the filing of the VSL for Requirement R1 and, in the alternative, approval of the proposed Binary VSL for Requirement R1, filed today with FERC. Docket No. RM08-12-000.	10.23.2009	pdf
	Answer to U.S. Department of Energy's Motion for Stay NERC responds to the October 7, 2009 United States Department of Energy Motion for Stay in the jurisdictional issue involving Section 215 of the FPA and NERC's jurisdiction over federal entities. Docket No. NP09- 26-000	10.22.2009	pdf
	Petition for Approval of Proposed Reliability Standards Regarding System Personnel Training NERC submits two proposed Reliability Standards regarding System Personnel Training (PER-005-1 and PER-004-2) and requests retirement of an existing standard (PER-002-0). Docket No. RM09-25-000	09.30.2009	pdf
	Motion for an Extension of Time NERC submits a Motion for an Extension of Time from October 13, 2009 to October 28, 2009 to allow it to submit comments in response to FERC’s September 10, 2009 Notice requesting comments on the Topological and Impedance Element Ranking (“TIER”) Report. Docket No. RM06-16-000	09.30.2009	pdf
	Informational Filing on the Status of Field Trial to Modify Certain Resource and Demand Balancing Reliability Standards NERC submits this informational filing describing the background and status of a field trial approved under NERC’s Reliability Standards Development Process. Docket No. RM06-16-000	09.23.2009	pdf
	Compliance Filing and Assessment of the BES Definition Report of NERC and NPCC NERC and NPCC submit a compliance filling and assessment of the bulk electric system definition report in response to the December 18, 2008 Order. Docket No. RC09-3-000	09.21.2009	pdf
	NERC Answer to Comments on Three-Year ERO Performance Assessment Report NERC submits an Answer to the comments filed by interested entities on NERC’s Three-Year Electric Reliability Organization Performance Assessment Report (Three-Year ERO Report or Report) that NERC filed with the Commission on July 20, 2009, pursuant to 18 C.F.R. §39.3(c). Docket No. RR09-7-000	09.18.2009	pdf
	Notice of Corrections to 2010 Business Plan and Budget Filing NERC notifies the Commission and the parties to this proceeding of the following two corrections to NERC’s 2010 Business Plan and Budget filing that was submitted to the Commission on August 24, 2009. Docket Nos. RR09-9-000, RR07-14- 004 and RR08-6-004	09.18.2009	pdf
	Compliance Filing and Petition for Approval of an Implementation Plan for CIP Reliability Standards NERC submits to FERC a Compliance Filing and Petition for Approval of an Implementation Plan for Critical Infrastructure Protection Reliability Standards for Generator Owners and Generator Operators of U.S. Nuclear Power Plants in Accordance with Paragraph 60 of Order No. 706-B. Docket No. RM06-22-000.	09.15.2009	pdf
	Supplemental Filing of Attachment 15 for Acceptance of the 2010 Business Plan and Budget The purpose of this Supplemental Filing is to submit to the Commission Attachment 15 – Metrics Comparing Regional Entity Operations Based on the 2010 Budgets, which was not included in NERC’s original August 24, 2009 filing in these dockets. Docket Nos. RR09-9-000, RR07-14-004 and RR08-6-004	09.14.2009	pdf
	Motion for an Extension of Time NERC submits a Motion for an Extension of Time from September 18, 2009 to March 1, 2010 to allow it to submit a compliance filing in response to FERC’s June 19, 2008 Order and November 20, 2008 Order. Docket Nos. RR08-4-000, RR08-4-001, RR08-4-002	09.14.2009	pdf
	Motion for Leave to File Reply Comments and Reply Comments Regarding Notice of Penalty NERC submits a motion for leave to file reply comments and reply comments regarding NERC Notice of Penalty - U.S. Army Corps of Engineers - Tulsa District. Docket No. NP09-26-000	09.08.2009	pdf
	Second Quarter 2009 Compliance Filing in Response to Order No. 693 NERC files the Second Quarter 2009 Compliance Filing in response to Paragraph 629 of Order No. 693. Docket No. RM06-16-000	08.31.2009	pdf
	Compliance Filing in Response to Order No. 723 NERC submits this filing in compliance with the directives in paragraphs 26 and 51 of the FERC May 21, 2009 Order No. 723. This filing includes modifications to the“WECC VRFs for the BAL-004-WECC-01 Regional Reliability Standard as specified by FERC. Docket No. RM08-12-000	08.28.2009	pdf
	Request for Acceptance of 2010 Business Plans and Budgets of NERC and for Approval of Proposed Assessments to Fund Budgets NERC submits this filing requesting acceptance of the 2010 Business Plans and Budgets of NERC, the eight Regional Entities and the Western Interconnection Regional Advisory Body, and approval of the proposed assessments to fund the 2010 budgets. Docket Nos. RR08-6-004, RR07-14-004, RR09-9-000	08.24.2009	pdf
	Comments of NERC in Response to Notice of Proposed Rulemaking NERC provides these comments in response to FERC's NOPR for the Transmission Relay Loadability Reliability Standard. Docket No. RM08-13-000	08.17.2009	pdf
	Compliance Filing in Response to Order No. 716 and Petiton for Approval of NUC Reliability Standard NERC submits this filing in compliance with paragraphs 73 and 107 of Order No. 716 and also seeks approval of proposed reliability standard NUC-001-2 — Nuclear Plant Interface Coordination. Docket No. RM08-3-000	08.14.2009	pdf
	Petition for Approval of Errata Changes to Three Reliability Standards NERC submits this filing seeking approval of errata changes to three Reliability Standards that are officially on file with and previously approved by FERC. The standards in this filing are IRO-006-4.1, MOD-021-0.1, PER-001-0.1. Docket No. RD09-9-000	08.12.2009	pdf
	Informational Filing Regarding the Assignment of Violation Risk Factors and Violation Security Levels NERC submits an informational filing setting forth a summary of revised guidelines intended for for use in determining the assignment of VRFs and VSLs for NERC Reliability Standards. Docket Nos. RM08-11-000, RR08-4-000, RR07-9-000 and RR07-10-000	08.10.2009	pdf
	Request for Approval of Supplemental 2009 Budget and Funding for MRO NERC submits to the Commission a supplement to the 2009 Business Plan and Budget and assessments of the Midwest Reliability Organization (MRO). Docket No. RR08-6-000	08.06.2009	pdf
	Petition for Approval of Amendments to the NERC Bylaws NERC requests Commission approval of amendments to Article III, sections 1 and 2 of NERC’s Bylaws. Docket No. RR09-8-000	08.06.2009	pdf
	Quarterly Report of NERC Regarding Analysis of Reliability Standards Voting Results April-June 2009 NERC submits its second quarter 2009 report on the analysis of voting results for Reliability Standards. Docket No. RR06-1-000	07.31.2009	pdf
	Compliance Filing In Response to June 1, 2009 FERC Order NERC hereby submits a compliance filing in response to the Commission’s June 1, 2009 Order regarding a revised NERC uniform (CMEP) document, Attachment 4C to the NERC Rules of Procedure. Docket Nos. RR06-1-021, RR07-1-005, RR07-2-005, RR07-3-006, RR07-4-005, RR07-5-006, RR07-6-007, RR07-7-007, RR07-8-006	07.30.2009	pdf
	NERC Three-Year Assessment NERC hereby submits its “Three-Year Electric Reliability Organization Performance Assessment Report,” in accordance with the requirements of the Commission’s regulations at 18 C.F.R. §39.3(c). Docket No. RR09-7-000	07.20.2009	pdf
	Compliance Filing in Response to Order No. 722 NERC submits this filing in compliance with the directives in paragraphs 99 and 100 of the Federal Energy Regulatory Commission’s (“FERC” or the “Commission”) March 20, 2009 Order (“Order No. 722”) in Docket No. RM08-11-000. This filing regards the WECC proposed VRFs for the WECC Regional Difference Requirements to the Reliability Standards. Docket No. RM08-11-000	07.06.2009	pdf
	Petition for Approval of VSLs to CIP Version 1 Reliability Standards NERC submits a filing seeking approval for Violation Severity Level (“VSL”) assignments for approved Reliability Standards: CIP-002-1, CIP-003-1,CIP-004-1, CIP- 005-1, CIP-006-1, CIP-007-1, CIP-008-1 and CIP-009-1. Docket No. RM06-22-000	06.30.2009	pdf
	Compliance Filing in response to Order on Compliance Filing- Mandatory Reliability Standards for the CIP VRFs NERC submits modifications to Violation Risk Factors (“VRFs”) for four Requirements or Sub- Requirements in the Critical Infrastructure Protection (“CIP”) Reliability Standards CIP-002-1 through CIP-009-1 that have been approved by the Commission. Docket Nos. RM06-22-002 and RM06-22-003	06.30.2009	pdf
	Delegation Agreement Between NERC and WECC NERC and WECC submit a status report in response to Paragraph 230 of the Commission's March 21, 2008 Order regarding WECC's justification for its proposed deviation from the NERC pro forma hearing procedures regarding omission of NERC’s shortened hearing procedure from the WECC hearing procedure. Docket Nos. RR06-1-012 and RR07-7-002.	06.29.2009	pdf
	Compliance Filing in Response to FERC Order 713-A NERC submits a filing in compliance with the directives in paragraphs 14, 59 and 72 of the Commission's March 21, 2009 Order No. 713-A. This filing includes revisions to VRFs for Reliability Standard IRO-006-4, regarding interchange and transmission loading relief. Docket Nos. RM08-7-000 and RM08-7-001	06.22.2009	pdf
	Response of NERC and MRO to FERC's May 29, 2009 Order NERC and the Midwest Reliability Corporation (MRO) submit a response to the Commission's May 29, 2009 Order regarding NERC's May 1, 2009 Notice of Penalty filing regarding Wisconsin Public Service Corporation (WPSC) in the MRO Region. Docket No. NP09-21-000	06.18.2009	pdf
	Petition for Approval of Proposed WECC Regional Reliability Standard IRO-006-WECC-1 NERC submits this petition seeking approval of one proposed regional Reliability Standard, IRO-006-WECC-1 -Qualified Transer Path Unscheduled Flow (USF) Relief, and six associated new definitions. Docket Nos. RM09-19-000	06.17.2009	pdf
	Petition for Approval of Proposed Revisions to the Standards Development Process of Texas RE and Related Regional Entity Rules NERC requests the Commission’s approval of revisions to the Standards Development Process of Texas Regional Entity (Texas RE), a Division of the Electric Reliability Council of Texas, Inc. (ERCOT), which is contained in Exhibit C to the Amended and Restated Delegation Agreement between NERC and Texas RE. NERC also requests approval of the Texas RE Reliability Standards Committee (RSC) Procedure and Registered Ballot Body (RBB) Procedure, as Regional Entity Rules. Docket No. RR09-5-000	06.08.2009	pdf
	Informational Status Report of NERC and NPCC, Inc. in Response to the Commission's December 18th, 2009 Order NERC and the Northeast Power Coordinating Council, Inc.’s Informational Status Report in Response to the Commission’s December 18, 2009 Order describing the progress made to date on NPCC’s application of the definition of the bulk electric system (“BES”) in NPCC and its continuing generator registration efforts. Docket No. RC09-3-000.	06.05.2009	pdf
	NERC 2009 Summer Reliability Assessment NERC submits solely as an informational filing the 2009 Summer Reliability Assessment that was prepared by NERC and released on May 19, 2009. Docket No. RC09-2-000	06.04.2009	pdf
	Compliance Filing in Response to Paragraph 629 of Order No. 693 NERC submits this filing in compliance with paragraph 629 of the Commission Order No. 693. Docket No. RM06-16-000	06.01.2009	pdf
	Compliance Filing in Response to Order No. 722 - Version 2 Facilities Design, Connections, and Maintenance Reliability Standards. NERC submits modifications to VSLs for three revised Facilities Design, Connections, and Maintenance (“FAC”) Reliability Standards: FAC-010-2 — System Operating Limits Methodology for the Planning Horizon; FAC-011-2 — System Operating Limits Methodology for the Operations Horizon; and FAC-014-2 — Establish and Communicate System Operating Limits. Docket No. RM08-11-000	05.29.2009	pdf
	Motion for Extension of Time to Respond to Paragraph 99 of Order No. 722 NERC submits a Motion for a Forty-Five Day Extension of Time from May 29, 2009 to July 13, 2009 to submit a compliance filing in response to Paragraph 99 of the Commission’s March 20, 2009 Order No. 722. Docket No. RM08-11-000	05.29.2009	pdf
	Comments in Response to ATC Reliability Standards NOPR NERC submits comments in response to the Commission's NOPR regarding Mandatory Reliability Standards for the Calculation of Available Transfer Capability, Capacity Benefit Margins, Transmission Reliability Margins, Total Transfer Capability, and Existing Transmission Commitments and Mandatory Reliability Standards for the Bulk-Power System. Docket Nos. RM08-19-000, RM08-19-001, RM09-5-000, and RM06-16-005.	05.26.2009	pdf
	Petition of NERC for Approval of Version 2 Critical Infrastructure Protection Standards NERC petitions FERC seeking approval for proposed modifications to Critical Infrastructure Protection Reliability Standards CIP-002-1, CIP-003-1, CIP-004-1, CIP-005-1, CIP-006-1, CIP-007-1, CIP-008-1 and CIP-009-1. Docket Nos. RM06-22-000 and RD09-7-000	05.22.2009	pdf
	Petition of NERC for Approval of Propsed Revisions to the Bylaws of Southwest Power Pool, Inc. NERC submits a petition for approval of the proposed revisions to the SPP, Inc. bylaws. Docket No. RR09-4-000	05.21.2009	pdf
	Comments in Support of Texas RE and Constellation Settlement Agreement NERC and Texas RE submit comments in support of the settlement agreement among NERC, Texas RE and Constellation filed on April 21, 2009. Docket No. RC08-7-001	05.12.2009	pdf
	Smart Grid Policy Statement Comments NERC submits comments on the Commission's Smart Grid Policy Statement. Docket No. PL09-4-000	05.11.2009	pdf
	Informational Filing in response to Paragraph 629 of Order No. 693 NERC submitted an informational filing, in response to P629 of Order No. 693, regarding the timeframe to restore power to the auxiliary power systems of US nuclear power plants following a blackout as determined during simulations and drills of system restoration plans. Docket No. RM06-16-000	04.30.2009	pdf
	Quarterly Report Regading Analysis of 1st Quarter 2008 Standards Voting Results NERC submits its first quarter 2009 report on the analysis of voting results for Reliability Standards. Docket No. RR06-1-000	04.30.2009	pdf
	Compliance Filing in Response to April 23 Letter Order NERC submits a compliance filing in response to the Commission's April 23, 2009 Letter Order advising NERC that its July 25, 2008 compliance filing was deficient. Docket No. RC08-4-002	04.30.2009	pdf
	Joint Settlement Agreement - Constellation Energy Commodities Group and Texas Regional Entity NERC submits for filing a settlement agreement between Constellation Energy Commodities Group and Texas Regional Entity. Docket No. RC08-7-001	04.21.2009	pdf
	Supplemental Compliance Filing of NERC and NPCC in response to December 18 Order NERC and NPCC submit this supplemental compliance filing to their February 20, 2009 compliance filing, regarding the comprehensive list of BES facilities within the US portion of the NPCC region and responses to the set of questions and data requests of the Commission's December 18, 2008 Order. Docket No. RC09-3-000	04.21.2009	pdf
	Request for Clarification of Order No. 722 NERC submitted a request for clarification and, in the alternative, rehearing of Order No. 722 regarding Version Two Facilities, Design, Connections and Maintenance Reliability Standards. Docket No. RM08-11-000	04.20.2009	pdf
	Compliance Filing in Response to February 19, 2009 Order NERC submits a compliance filing in response to the Commission's February 19, 2009 Order. NERC provides information to show that Southwest Power Pool Regional Entity has implemented procedures to enable it to reconcile its accounts and income, revenue and expenses with the NERC System of Accounts; and certifies that Southwest Power Pool Regional Entity is in compliance with Section 8(e) of the delegation agreement. Docket No. RR07-16-004	04.06.2009	pdf
	Additional Compliance Filing in Response to October 18, 2007 Order NERC submits this filing in compliance with the Commission's October 18, 2007 Order. The filing contains a comparison of the actual funding received and costs incurred by NERC and each Regional Entity for statutory adn non-statutory activities for the year ended December 31, 2008; metrics concerning NERC and Regional Entity administrative costs in their 2008 budgets and actual results; and information and explanation concerning SPP RE's 2008 budget and actual costs. Docket No. RR07-16-005	04.01.2009	pdf
	Petition for Approval of Proposed WECC Regional Standard TOP-007-WECC-1 NERC submitted a petition for approval of the WECC Regional Reliability Standard TOP-007-WECC-1 - System Operating Limits. (Exhibit C-3) Docket No. RM09-14-000	03.25.2009	pdf
	Petition for Approval of Proposed WECC Regional Standards Regarding Contingency Reserves NERC submitted a petition for approval of WECC Regional Reliability Standard BAL-002-WECC-1 - Contingency Reserves (Exhibit C-4) Docket No. RM09-15-000	03.25.2009	pdf
	Petition for Approval of Proposed Revisions to the Bylaws of ReliabilityFirst Corporation NERC submitted proposed revisions to the Bylaws of ReliabilityFirst Corporation for Commission approval. Docket No. RR09-3-000	03.24.2009	pdf
	NERC Settlement Status Report in Docket RC08-7-000 NERC submits this status report regarding the settlement discussions between Texas Regional Entity and Constellation Energy Commodities Group, Inc. in Docket No. RC08-7-000.	03.20.2009	pdf
	Answer and Answer of NERC to Comments on Compliance Filing in Response to December 19, 2008 Order NERC answers comments submitted by the Transmission Agency of Northern California addressing NERC's February 17, 2009 Compliance Filing in response to the December 19, 2008 Order. Docket Nos. RR06-1-021, RR07-1 et al.	03.18.2009	pdf
	NERC Response to February 27, 2009 Data Request: Readiness Program NERC Response to February 27, 2009 FERC Data Request regarding NERC's December 15, 2008 Compliance Filing on the NERC 2009 Business Plan and Budget and the Reliability Readiness Program. Docket Nos. RR08-6-002 and RR07-14-003. Attachments: Response to Request 1 \| Response to Request 3: BOT Attachments - FAC Attachments - MRC Attachments - OC Attachments - ORS Attachments - Task Force Attachments Comments Received in Response to NERC's Filing	03.16.2009	pdf
	Petition for Approval of BAL-004-1 Reliability Standard NERC submits BAL-004-1 Reliability Standard for Commission approval. This proposed Reliability Standard BAL-004-1 supersedes the Commission-approved BAL-004-0 Reliability Standard. Docket Nos. RM06-16-000 and RM09-13-000	03.11.2009	pdf
	Petition for Approval of MOD-030-2 Reliability Standard NERC submits MOD-030-2 Reliability Standard for Commission approval. This standard supersedes MOD-030-1 which was filed for Commission approval on August 29, 2008. Docket No. RM08-19-000	03.06.2009	pdf
	Supplemental Informational Compliance Filing in Response to P 77 of Order No. 693 NERC supplements, for RFC and WECC, information that NERC previously submitted ot the Commission regarding the definition of "bulk electric system." Docket No. RM06-16-000	03.06.2009	pdf
	Comments in Response to February 19, 2009 NAESB Filing NERC submits comments in response to the February 19, 2009 NAESB filing. Docket No. RM05-5-013	03.06.2009	pdf
	Petition for Approval of Formal Interpretation to VAR-002-1a NERC submitted a request to approve the formal interpretation to Reliability Standard VAR-002-1a. Docket No. RM09-11-000	03.05.2009	pdf
	Petition for Approval of Formal Interpretation to TOP-002-2 NERC submitted a request for approval of formal interpretation to Reliability Standard TOP-002-2, Requirement R11. Docket No. RM06-16-000	03.05.2009	pdf
	Petition for Approval of VSLs for TOP-004-2 Reliability Standard NERC submits for Commission approval the Violation Severity Levels for TOP-004-2. Docket Nos. RM06-16-000 and RD09-1-000	02.27.2009	pdf
	Compliance Filing of NERC and NPCC in Response to December 18 Order NERC and NPCC submit this compliance filing in response to the December 18 Order, which includes a comprehensive list of bulk electric system facilities within the US portion fo the NPCC Region and responses to the set of questions and data requests of the Commission stated in the December 18 Order. Docket No. RC09-3-000	02.20.2009	pdf
	Settlement Status Report and Unopposed Motion for Extension of Time NERC submits this status report regarding the settlement discussions between Texas Regional Entity and Constellation Energy Commodities Group, Inc. Docket No. RC08-7-000	02.18.2009	pdf
	Compliance Filing in Response to the December 19, 2008 Order NERC submits its compliance filing in response to the Commission’s December 19, 2008 Order. NERC is submitting with this compliance filing a revised NERC uniform CMEP including revised Attachment 2, Hearing Procedures; certain revisions to the NERC Rules of Procedure; and revised Amended and Restated Delegation Agreements with certain of the eight Regional Entities. Docket Nos. RR06-1-016 and 017, RR07-1-004, RR07-2-004, RR07-3-004 and 005, RR07-4-004, RR07-5-005, RR07-6-004, RR07-7-004 and 005, and RR07-8-004 and 005.	02.17.2009	pdf
	Petition for Approval of Four WECC Regional Reliability Standards NERC submits four WECC Regional Reliability Standards (FAC-501-WECC-1 Transmission Maintenance; PRC-004-WECC-1 Protection System and Remedial Action Scheme Misoperation; VAR-002-WECC-1 Automatic Voltage Regulators; and VAR-501-WECC-1 Power System Stabilizer) and five associated defiinitions (Functionally Equivalent Protection System (“FEPS”); Functionally Equivalent RAS (“FERAS”); Security-Based Misoperation; Dependability-Based Misoperation; and Commercial Operation) for Commission approval. (Exhibit C1-3, Exhibit C2-4, Exhibit C3-4 and Exhibit C4-4) Docket No. RM09-9-000	02.09.2009	pdf
	Errata - Approval of 15 Reliability Standards that contain errata changes NERC submits this filing seeking approval of 15 Reliability Standards that contains errata changes from the versions officially on file with and previously approved by the Commission. Docket No. RD09-2-000	02.06.2009	pdf
	Petition for Approval of INT-005-3, INT-006-3 AND INT-008-3 Reliability Standards and Three Associated Terms NERC submits this petition to the Commission seeking approval for three proposed Reliability Standards: INT-005-3, INT-006-3, INT-008-3, and three new terms and definitions. Docket No. RM09-__-000	02.05.2009	pdf
	Errata to the July 30, 2008 Filing - Petition for Approval of PRC-023-1 Reliability Standard NERC submits this errata to the July 30, 2008 petition for approval of the proposed Reliability Standard of NERC, PRC-023-1 — Transmission Relay Loadability. Docket No. RM08-13-000	02.04.2009	pdf
	Supplemental Compliance Filing in Response to P 951 of Order No. 693 NERC submitted a supplemental compliance filing in response to Paragraph 951 of Order No. 693 that required NERC to conduct a year-long survey of IROL practices and actual operating experiences. In the October 31, 2008 Compliance Filing, was missing attachments for the Southeastern Reliability Coordinator, Virginia - Carolina South. This supplemental filing addresses the missing attachments. Docket No. RM06-16-006	02.03.2009	pdf
	2009-2011 Reliability Standards Development Plan NERC submits its Reliability Standards Development Plan for the year 2009 - 2011 in accordance with Section 310 of the NERC Rules of Procedure. Docket Nos. RM05-25-000, RM05-17-000 AND RM06-16-000	02.03.2009	pdf
	Quarterly Report Regarding Analysis of Reliability Standards Voting Results - Fourth Quarter 2008 NERC submits its fourth quarter 2008 report on the analysis of voting results for Reliability Standards. This filing is submitted in response to the Commission’s January 18, 2007 Order that requires NERC to closely monitor and report to the Commission the voting results for NERC Reliability Standards each quarter for three years. This fourth quarter 2008 report covers balloting results during October 1, 2008–December 31, 2008 and includes NERC’s analysis of the voting results, including trends and patterns of stakeholder approval of NERC Reliability Standards. Docket No. RR06-1-000	01.30.2009	pdf
	Unopposed Motion for an Extension of Time NERC submits an Unopposed Motion for an Extension of Time to submit a compliance filing in response to the November 20, 2008 Order regarding the Constellation Compliance Registry determination. Docket No. RC08-7-000	01.15.2009	pdf
	Joint Motion for an Extension of Time of NERC and NPCC NERC and NPCC submit a joint motion for extension of time from January 21, 2009 to February 20, 2009 to submit a compliance filing in response to the Commission's December 18, 2008 Order. Docket No. RC09-3-000	01.14.2009	pdf
	Comments on WECC Regional Reliability Standard NOPR NERC submits comments in response to the Commission's NOPR regarding the WECC Regional Reliability Standard BAL-004-WECC-01 - Automatic Time Error Correction. Docket No. RM08-12-000	01.12.2009	pdf
	BAL and VAR NOPR Comments NERC submits its comments on the Notice of Proposed Rulemaking for Interpretations of Specific Requirements of Frequency Response and Bias and Voltage and Reactive Control Reliability Standards. Docket No. RM08-16-000	01.07.2009	pdf

NERC Filings to FERC - 2008

Canadian Filings (Alberta)

Canadian Filings (British Columbia)

Canadian Filings (Manitoba)

Canadian Filings (National Energy Board)

Canadian Filings (New Brunswick)

Canadian Filings (Nova Scotia)

Canadian Filings (Ontario)

Canadian Filings (Quebec)